RISK & COMPLIANCE SEARCH SPECIALISTS

Daniel Solo

Daniel Solo is the Founder of Second Line Advisors and is an industry leading expert within the Risk, Regulatory and Compliance functions since 1999. He has conducted searches for executives in the compliance, risk, legal, internal audit and regulatory affairs functions throughout the world, particularly in Financial Services. His portfolio of work includes Chief Compliance Officers, Chief Risk Officers, Chief Auditors and Chief Legal Officers. He has been noted in various industry periodicals and is engaged in industry events with The Clearing House, SIFMA, ACAMS and GARP.

The Year of Change and Stagnation of the Compliance Officer

Perspectives / Daniel Solo

There has been an impressive evolution of the compliance function in the financial services industry over the last 15 years, considering it was barely a standalone function for many companies and largely tucked neatly under the legal department since inception.

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If you are facing an executive search challenge, requiring a fresh perspective, or simply want to gauge the market conditions and trends, please reach out. We are always happy to assist with a firm’s human capital needs.

Daniel Solo

The Year of Change and Stagnation of the Compliance Officer

MOVING FORWARD

Let's Connect

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