Setting Standards | Sharing Wisdom

Thought Leaders

Our Second Line Thought Leaders series offers interviews with industry experts where they discuss their experiences, opinions, and advice relating to the second line of defense functions.

Video Insights

We have invited these industry experts to share their insights and perspectives.

Regulatory Affairs With Beth Scarborough

Regulatory Affairs Executives: How to Assess Regulatory Affairs Roles

In this Second Line Perspectives//Thought Leaders  video, Beth Scarborough discusses what candidates should assess when exploring a new regulatory affairs position.
 

Regulatory Affairs Executives: What Makes Them Successful?

In her first Second Line Perspectives//Thought Leaders video, Beth Scarborough discusses the attributes she finds most important for Regulatory Affairs executives to possess.

Regulatory Affairs Challenges: Balancing Priorities

In this Second Line Perspectives//  Thought Leaders video, Beth Scarborough discusses the challenges faced by regulatory affairs executives, mainly the challenge of balancing the priorities of management and the firm’s regulators.

Leading Regulatory Affairs Regionally vs. Globally

In this Second Line Perspectives//Thought Leaders video, Beth Scarborough discusses the differences between leading the regulatory affairs function regionally versus globally.

Optimal Organizational Positioning for Regulatory Affairs

In this Second Line Perspectives//Thought Leaders video, Beth Scarborough provides her thoughts on optimal organizational positioning for the regulatory affairs function.
 

Evolution of Risk Management & Expectations of Regulators

In this Second Line Perspectives//Thought Leaders video, Beth Scarborough discusses how risk management has evolved since the financial crisis, and what regulators expect of risk managers.

Regulatory Affairs Executives: How to Assess Regulatory Affairs Roles

In this Second Line Perspectives//Thought Leaders  video, Beth Scarborough discusses what candidates should assess when exploring a new regulatory affairs position.
 

Career Advice With Mark Weintraub

Your Career Choice in Risk and Audit

Mark Weintraub, former Chief Operational Risk Officer and Audit Executive, discusses his career choice in Risk & Audit.

Best Advice Received in Your Career

Mark Weintraub, former Chief Operational Risk Officer and Audit Executive, discusses the best advice received in his career.

The Regulatory Focus on Operational Risk

Mark Weintraub, former Chief Operational Risk Officer and Audit Executive, discusses factors driving the regulatory focus on operational risk.

Greatest Lesson Learned in Your Career

Mark Weintraub, former Chief Operational Risk Officer and Audit Executive, discusses the greatest lesson learned in his career.

Evolution of the Operational Risk Executive

Mark Weintraub, former Chief Operational Risk Officer and Audit Executive, discusses the evolution of the operational risk executive.

Managing Operational Risk Associated with Human Capital

Mark Weintraub, former Chief Operational Risk Officer and Audit Executive, discusses managing operational risk associated with human capital.

Compliance With Colleen Graham

Second Line Talent & the Importance of Front Office Control Positions

In these two Second Line Perspectives// Thought Leaders videos, Colleen Graham discusses how she would identify talent for second line roles and the importance of front office risk and control positions.

Chief Compliance Officers: What Makes Them Successful?

In the first Second Line Perspectives// Thought Leaders video, Colleen Graham discusses the three attributes she finds most important for a Chief Compliance Officer to be successful.

Interviewing for a Chief Compliance Officer Position

In this Second Line Perspectives//Thought Leaders video, Colleen Graham provides her thoughts on how one should approach an interview for a Chief Compliance Officer position.

Chief Compliance Officer Challenges: FinTechs & Competing Objectives

In her last two Second Line Perspectives// Thought Leaders videos, Colleen Graham discusses the challenges faced by Chief Compliance Officers at FinTechs and how a CCO should navigate competing internal objectives.

Career Advice With Michelle Neufeld

The Opportunity for Diverse Professionals in Financial Crime

Michelle Neufeld, former BSA Officer and Chief Compliance Officer, discusses the opportunity for diverse professionals in Financial Crime.

Greatest Career Lesson Learned

Michelle Neufeld, former BSA Officer and Chief Compliance Officer, discusses her greatest career lesson learned.

Best Advice You've Received in Your Career

Michelle Neufeld, former BSA Officer and Chief Compliance Officer, discusses the best advice received in her career.

Career Choice in Compliance and Financial Crime

Michelle Neufeld, former BSA Officer and Chief Compliance Officer, discusses her career choice in Compliance and Financial Crime and the Financial Crimes Compliance professional community.

Our Services

As executive search specialists we have over twenty years of experience in Executive Search, Board of Directors Search, to talent pipelining & succession planning experience, we have developed a laser focus on Risk, Compliance, Government & Regulatory Affairs, and Corporate Governance, to support clients’ top team talent requirements across various sectors including Financial Services, FinTech, Crypto, Technology, and Management Consulting.
Second Line Thought Leaders
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