Financial Crimes
Operations Executive

Function: Financial Crime
Sector: FinTech
Location: Southwest, US

The Ask

A new FinTech client retained Second Line Advisors to help hire a Financial Crimes Compliance professional who would report to the Deputy Chief Compliance Officer. This executive would manage the day-to-day operations and leadership of the Financial Crimes Program for the company as well as direct all BSA/AML/OFAC activities. Though during the pandemic, they were focused on identifying a high caliber, proven AML executive who was local to Arizona and would lead the Financial Crimes team, which largely sat in that growing location for the company.

The Process

One of the top priorities for the client was to hire a professional who would be based in Arizona. Second Line Advisors identified the top banks, FinTechs, consulting firms and regulatory authorities which were based in the region or had major outposts in that part of the country.

The Result

The client interviewed four short-listed candidates and advanced one quickly through the process to the offer stage, placing a diverse executive.

The Numbers

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Companies Mapped
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